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2610 Trinity Drive, Ste. 10
Los Alamos , NM 87544

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Ben Bouman

(505) 500-8420

 

Self Directed Brokerage Account

The Self-Directed Brokerage Account (SDBA)

The SDBA or a "brokerage window" is a choice on eligible employer sponsored retirement plans that offers investment choices such as mutual funds, stocks, bonds, and access to fiduciary investment advice through a registered investment advisor.

Plans that offer the SDBA option provide the opportunity for employees to take full control of a portion of their current retirement account by linking it to the existing core account.  In doing so, participants expand the range of investment choices beyond the Core investments and will have access to the same management style as High Net worth Investors, Institutions and Foundations.

SDBAs are currently the most underutilized investment options in 401(k), 403(b), and 457 accounts.  However, this option should be used by investors who are working with a professional Investment Advisor. 

PDFs    GET YOUR RETIREMENT BACK ON COURSE

ADVICE MATTERS

RULES OF ENGAGEMENT FOR ERISA PLAN SUCCESS  

GET THE MOST OUT OF YOUR RETIREMENT BENEFITS

At Alpine Financial Partners, through Cetera Advisors, LLC., we partner with a Third Party Money Manager to help you take control of your retirement through your SDBA.  The Pacific Financial Group takes a unique approach to investing through their SEC registered, actively managed portfolios.  Their goal is to do their best to achieve risk appropriate returns for you the client.

The Pacific Financial Group, Inc. 

The Pacific Financial Group website

Founded with a vision to create an agile, boutique investment firm, The Pacific Financial Group, Inc. has centered on developing individuals and affording them opportunities to flourish.

The firm has earned a reputation for outstanding client service and a drive to create investment solutions within long-standing relationships. TPFG distinguishes itself in a commitment to growing a distinctive culture and holding core values which always places the clients’ interests first. These values are reflected in the firm business principles which emphasize integrity, commitment to excellence, innovation and teamwork.

The Pacific Financial Group, Inc. is structured to provide quality professional investment advice. We have earned a reputation for “beyond expectations” client service and a drive to create flexible investment solutions within long-standing relationships.

As an active money manager, our team of Portfolio Managers begins by evaluating a broad spectrum of investment tools available today, including but not limited to Exchange Traded Funds (ETFs), Stocks, Bonds, and Mutual Funds. After a highly selective process of qualifying and quantifying the universe of investment choices, we offer money management services on four distinct investment platforms that professional financial advisors may present to their clients to help achieve their financial goals.

* Securities investments do not offer a fixed rate of return and involve risk. Investments may lose value including the loss of principal. Past performance is no guarantee of future results.